Wireless communication is showing an
explosive growth of emerging commercial and consumer applications
of radio frequency (RF), microwave, and millimeter-wave circuits
and systems in a number of areas. These areas include wireless
personal communication and wireless local area networks (WLAN),
satellite communications, and automotive electronics (Ali et al, 1995). Future personal and
ground communications systems as well as communications satellites
will require very low weight and low power consumption, and small
volume. The decrease in size and weight, the ever increasing
frequency, and the requested functionality of the communications
systems platforms require the use of highly integrated RF
front-ends.
Continuing chip scaling has contributed a lot to this goal, but
today a situation has been reached where the presence of the
expensive, off-chip passive RF components plays a limiting role.
Despite many years of research, on-chip passive components based on
electronic solutions have not resulted in components with the high
quality offered by discrete passive components and required by most
wireless applications. MEMS technology is based on IC fabrication
technology that can yield small, low weight, and high performance
components to replace (some of) the bulky, expensive, and unwanted
discrete passive RF components such as switches, varactor diodes,
high-Q resonators, and filters (Larson,
1999).
The main performance characteristics of an RF switch are
insertion loss, isolation, power consumption, and linearity.
Radio-frequency switching is presently realized for the greater
part with PIN diode- and GaAs MESFET-based semiconductor switches.
Existing and future applications, however, are asking for improved
RF performance of switches based on semiconductor solutions.
For RF applications, semiconductor switches provide the desired
performance in terms of switching speed, but present
power-consumption constraints and introduce significant insertion
loss. Moreover, the non-linear characteristics of
semiconductor-based switches become an important problem for the
non-constant envelope modulation scheme used in present CDMA
technology and which will also be implemented in the future
third-generation UMTS standard for mobile phones.
A possible route to overcome these problems can be found in the
development of RF-MEMS switches. RF-MEMS switches are in essence
mechanical switches, allowing capacitive contact (AC) switching as
well as ohmic contact (DC) switching. Research work has already
demonstrated that RF-MEMS switches implementing electrostatic
actuation offer very low power consumption during switching with no
standby power consumption, low insertion loss, and high linearity
as compared with semiconductor-based switches (Goldsmith et al, 1998, and Brown,
1998).
All these features make RF-MEMS switches very attractive for use
in a number of systems, including radio front-ends, capacitor banks
and time-delay networks (Brown, 1998). In
particular for space applications, another very interesting feature
of RF-MEMS switches (and of RF-MEMS components in general) is that
these devices are expected to be less prone to radiation-induced
degradation as compared to semiconductor switches.
Lumped-element LC bandpass filters can be built using planar
micromachining or MEMS technology and can be used for various
wireless applications in the low GHz range. In those cases where
high performance filters are not required, these filters offer a
simple, cheap, and compact alternative to thin-film resonator
(TFR), dielectric resonator (DR), strip line, active, and surface
acoustic wave (SAW) filters. Moreover, the implementation of MEMS
technology offers the potential for building tunable bandpass
filters (Kim et al, 1999) that can
vary their center frequency and bandwidth, a feature not readily
available with the aforementioned filter types. This makes them
attractive for modern multi-band communication systems.
Integrated Design Approach
The successful development of an RF-MEMS device or system
requires an integrated design concept. Therefore, the structural
design, the design of the electromechanical transducer, the
microwave design, design for proper testability, the micromachining
fabrication technology, and last but not least the package design
and technology should all be addressed at the same time, early in
the design. This will require a multidisciplinary development team,
as knowledge in all areas is hardly ever found in a single
researcher.
Although an integrated design approach may result in a slow
start, it is believed that in the long run this approach will lead
to more rapid, cost-effective industrialization and
commercialization. In particular, packaging and testability are
very often neglected in an early design stage, a fact already
pointed out by Senturia and Smith in 1988 for the development of
microsensors (Senturia et al,
1988).
This is surprising in that one of the purposes of the package is
signal distribution. Therefore, it is fairly obvious that the RF
performance may very well be (adversely) affected due to
interference of the package. Testing the RF performance during
processing is important to improve yield and lower cost. For this
reason the design and technology have been chosen in a way to
establish not only acceptable off-chip RF performance but at the
same time an easily testable and properly packaged device while
maintaining good device performance.
An example of a successful realization of a MEMS device
following the above elucidated integrated design approach is the
MIRS micro relay, which is considered the first fully packaged
operational micro relay for DC and low frequency applications (Fullin et al, 1998, and Tilmans et
al, 1999). An integral design and fabrication approach
incorporating all the key elements of a microrelay—actuator,
electrical contacts, housing of the electrical contacts, structural
design, micromachining fabrication process, and packaging—has
resulted in the functional micro relay in Figures 1 and 2.
Figure 1: The MIRS micro relay mounted in a ceramic
package (Fullin et al, 1998, and
Tilmans et al, 1999). The flip-chip assembly of the two
chips is clearly seen.
Figure 2: The MIRS micro relay mounted in a plastic
SOIC-16 package (body size: 10.2- x 7.5- x 1.98-mm³) (Fullin et al, 1998, and Tilmans et
al, 1999).
The research described here is designated as preliminary or
screening work. The integrated design approach previously described
has only marginally been implemented. Current and future work,
however, is and will be based more and more on this approach.
Device Design and Operation
We will address two test cases: a shunt switch and a
capacitively coupled LC bandpass filter (BPF). Both devices are
built on the same substrate using the same process flow. Coplanar
waveguides (CPW) are used for the transmission lines.
The CPW is defined by the first-level metal layer deposited
directly onto the substrate consisting of 3-µm-thick aluminum.
The CPW signal line is 100-µm wide and the slots to ground are
25-µm. On a glass substrate (AF45) this results in a
characteristic impedance of 50
(Pieters et al, 1999). The loss in the
CPW consists of three main contributions: conductive loss,
substrate loss, and loss due to mismatch. The conductive loss of a
3-µm thick Al CPW is on the order of 0.04-dB/mm at 5-GHz. The
substrate adds an additional loss of 0.001-dB/mm (for a glass
substrate). The losses caused by mismatching can be minimized by a
proper design.
RF Shunt Switches
The switch developed is a shunt switch implemented on a CPW that
in essence behaves as a capacitive switch. It displays two states,
one characterized by a high capacitance and another by a low
capacitance. The cross section of the switch is shown in Figure 3.
A top view of a fabricated RF-MEMS switch is shown in the
photograph of Figure 4.
Figure 3: Schematic cross section of a metal bridge
capacitive switch.
The switch consists of a suspended movable metal bridge or
membrane, which is mechanically anchored and electrically connected
to the ground of the CPW. When the bridge is up, the capacitance of
the signal line to ground is low and the switch is in the
RF-ON-state. Upon activation, the bridge pulls down onto a
dielectric layer placed locally on top of the signal line. The
switch thus changes its state, the capacitance becomes high, and
the switch is in the RF-OFF-state. The DC actuation voltage at
which the switch changes state is called the pull-in voltage. In
operation, the DC control voltage and the RF signal are
superimposed and applied to the signal line.
It is clear that a RF signal traversing the CPW will always
experience a capacitive reactance due to the nearby presence of the
grounded metal bridge. When the bridge is up, this capacitance is
(or better, must be) very small (e.g., on the order of 10-100fF).
In the down state the capacitance can easily increase by one or two
orders of magnitude. By virtue of efficiently transmitting and
effectively rejecting the RF signal, this micro mechanical variable
capacitor operates as a microwave switch.
Figure 4: Shunt MEMS capacitive switch implemented on a
CPW. (a) Top view of a fabricated switch (the bridge is
300-µm long and 50-µm wide). (b) Equivalent
circuit (lumped elements).
The area underneath the air bridge is covered with a thin film
of tantalum pentoxide (Ta2O5) with a
dielectric constant of 25. A high dielectric constant is
advantageous as this leads to low impedance from the signal line to
ground when the bridge is pulled down. In terms of RF
characteristics this means a high isolation. The dielectric further
serves as a decoupler for the DC control signal. The metallic
bridge consists of a 1-µm-thick aluminum layer. The stiffness
(bending stiffness and built-in stress) of the beam should be high
enough to ensure "pull-up" after removing the DC control
voltage.
Lumped-Element LC Filters
Two different configurations of lumped-element LC BPFs have been
studied. The first configuration is shown in Figure 5 and defines a
first-order BPF. This configuration, in essence, consists of a
single parallel LC resonator. The second configuration is shown in
Figure 6 and defines a second-order BPF based on the series
capacitive coupling of two parallel LC resonators.
Figure 5: First-order filter. (a) Top view
(L=1-nH, R=1.9
,
C=3.6-pF). (b) Equivalent circuit.
Figure 6: Second-order filter with series capacitive
coupling. (a) Top view (L=0.8-nH, R=1.9
,
C=3.1-pF, Cc=2.2-pF). (b) Equivalent circuit.
For the LC resonators, spiral inductors in combination with an
air gap capacitor are used. In the examples described, the inductor
(L) consists of a half-turn loop implemented in the first-level
metalµthe same metal as used for the CPW. Multi-turn coils are
possible by using the second metal layer (i.e., the switch bridge
metal) as an air bridge for interconnecting the inner part of the
inductor to the rest of the circuit.
An example of a multi-turn inductor is shown in Figure 7. Due to
ohmic losses in the inductor, an additional series resistance (R)
occurs. The inductor designs are readily derived from the available
library of the inductors as developed for the microwave MCM-D
technology (Pieters et al, 1996).
The capacitance (C) is identical to the switch capacitance when the
bridge is in the up-position. Applying a DC voltage across the
capacitor plates results in a decrease of the gap spacing. This
allows tuning of the capacitor and therefore also of the center
frequency of the BPF. The LC resonators of the filter in Figure 6
are series coupled by means of a capacitor (Cc). The
capacitor Cc is simply formed by an interruption in the
CPW signal line.
Figure 7: Top view of a multi-turn inductor.
Process Sequence
Surface micromachining techniques were utilized to fabricate the
RF components. Essentially, the sequence follows the flow as
described by Goldsmith et al. (Goldsmith
et al, 1998). The subsequent processing steps for the switch
are as follows:
- The process starts with alkali-free glass wafers (AF45 from
Schott)
- A 3-µm-thick layer of aluminum alloy (1% silicon) is
sputtered and patterned to define the CPW transmission lines (plus
the bottom electrode of the tunable capacitors and the lower metal
of the spiral inductors)
- A 0.3-µm-thick layer of tantalum is next deposited,
anodized, and patterned to form the switch dielectric
- A polymer sacrificial layer (Shipley S1828) is spin-coated and
patterned
- A 1-µm-thick aluminum bridge layer is deposited and
patterned to define the switch bridge
- The sacrificial layer is removed by a plasma etch to release
the bridge. A number of 5-µm holes are patterned throughout
the bridge (see Figures 3 and 4). These holes enhance the
sacrificial layer etch by providing additional access points for
the sacrificial layer etchant.
After removal of the sacrificial layer, the bridge is
mechanically released, allowing it to move up and down in response
to an applied DC control voltage.
Experimental Results
Characterization of the RF devices consists of measuring the
scattering or S-parameters. Performance characteristics of the
switch are insertion loss (IL), return loss (RL), isolation (I),
and applicable frequency range. Key characteristics for the filter
are center frequency, (relative) bandwidth, and insertion loss.
Measurements have been performed from 45-MHz to 25-GHz using a
HP8510C vector network analyzer, which drives the devices from a
50
source. Wafer-level testing has been performed thereby contacting
the devices using tungsten coated RF-probes.
Figure 8 shows the capacitance of the switch of Figure 4 as a
function of the applied DC control voltage. Around 35V, pull-in
occurs and the capacitance abruptly changes from 0.13- to 3.6-pF.
This is the point at which the switching occurs from the RF
transmit (or ON-) state to the RF reject (or OFF-) state. The
measured capacitance values are in close agreement with the
predicted values.
Figure 8: Switch capacitance as a function of the applied
DC voltage.
The IL (transmit state) and the I (reject state) of the switch
are shown in Figure 9. The insertion loss is approximately 0.15-dB
at 5-GHz. Note that the measured insertion loss includes both the
intrinsic loss of the switch and the loss introduced by the CPW.
Switch isolation is close to 14-dB at 5-GHz. Both IL and I are
close to expected values and can still be further optimized.
Figure 9: Insertion loss (a) and isolation
(b) of the MEMS shunt switch in Figure 4 as a function of
frequency (log-scale). The black line represents the measurement
(for a 50
source
impedance and a 50
load).
The red line represents the simulation from the equivalent circuit
in Figure 4(b), thereby substituting C= 80-fF and R_line= 0.8
(transmit
state), and C=5-pF and R_line= 5
(reject
state). The simulation includes the losses from a 0.6-mm long
CPW.
Due to the switches' extremely low loss in the RF transmit
state, direct measurements of the actual or intrinsic IL of the
switch tends to be inaccurate. To overcome this problem,
comparative loss measurements must be performed using CPWs
identical in size, but without a bridge. The difference between the
measured loss responses of a CPW with and without a switch gives
the intrinsic loss of the switch. This illustrates the need for a
testable design. However, at this moment such test structures are
not available and therefore only appropriate calibration has been
performed prior to every measurement. This still gives valuable
results, but as already indicated only reveals the overall
loss.
The transfer function of the first order LC filter in Figure 5
is presented in Figure 10. The filter-design (mask layout) has been
used to estimate (by analysis and simulation) the lumped-element
values of the constituent elements of the filter (see also Pieters et al, 1996). Likewise, the
measured S-parameter-data are used to extract the lumped-element
values of the equivalent circuit in Figure 5(b).
Figure 10: Transfer function of the first-order
lumped-element LC filter in Figure 5(a). The black line represents
the measured data (for a 50
source
impedance and a 50
load).
The red line represents the simulation result from the equivalent
circuit in Figure 5(b), thereby substituting L=1-nH, R=1.9
, and
C=3.6-pF.
Both methods lead to the same element value: R=1.5
, L=1-nH,
and C=3.6-pF. The resonance frequency can readily be obtained as
1/
(LC),
yielding 2.7-GHz, a value that can also be found from the peak in
the curve of Figure 10. The circuit impedance at resonance is found
to be Z
L/(RC)=
208
,
resulting in a predicted insertion loss of 1db at resonance.
The transfer function of the second-order LC filter of Figure
6(a) is presented in Figure 11. Again both methods agree with
respect to the lumped element value needed for correspondence:
R=1.9
,
L=0.8-nH, C=3.1-pF, and Cc=2.2-pF. The resonance
frequency can readily be obtained as 1/
(LC),
yielding 3.2-GHz, a value that can also be found from the peak in
the curve, and an insertion loss of 2.5dB that is also confirmed by
Figure 11.
Figure 11: Transfer function of the second-order
lumped-element LC filter of Figure 6(a). The black line represents
the measured data (for a 50
source
impedance and 50
load).
The red line represents the simulation result from the equivalent
circuit in Figure 6(b), thereby substituting L=0.8-nH, R=1.9
,
C=3.1-pf, and Cc=2.2-pF.
The filter shown in Figure 6(a) should be tunable since the
capacitors are MEMS variable capacitors. Due to a process-flow flaw
the MEMS capacitors have not been fully released, thus preventing
tuning of the gap spacing. This is currently under investigation
and will be corrected in the next process run.
Future Work
RF MEMS switches and lumped-element LC filters have been
successfully fabricated and tested. The switches exhibit low
insertion loss and good isolation characteristics in the low GHz
range. The measured responses of the LC filters are in good
agreement with theory. These devices offer the potential for
building a new generation of low-loss high-linearity microwave
circuits for a variety of applications such as phased antenna
arrays for radar and wireless telecommunication applications.
A device currently under development is a single-pole
double-throw (SPDT) switch. More specifically, a demonstrator SPDT
switch—a T/R switch for wireless local area networks (WLAN)
in the 5- to 6-GHz bandµis being prototyped. To establish an
integrated system maintaining maximum RF performance, including
packaging and testing algorithms, it has been decided to make use
of the microwave MCM-D technology already available at IMEC (Pieters et al, 1996) to allow for
high-density packaging.
For instance, the chip with the heart of the MEMS device and the
chip with the signal processing electronic circuitry are fabricated
using separate and distinct manufacturing processes. After chip
manufacturing, the individual chips are assembled and
interconnected onto a single MCM-D carrier substrate, which already
contains the necessary RF components such as transmission lines and
quarter-wave stubs. This approach, referred to as the
system-on-a-package (SoP) approach (Wambacq
et al, 2000), allows great flexibility, is convenient, and
opens up the possibility to independently design and moreover
optimize the constituent components.
Figure 12: Illustration of the system-on-a-package (SoP)
approach, based on the MCM-D technology.
About the Author

Henri Jansen started his career in 1979 as an
equipment engineer in the Royal Dutch Navy where he was responsible
for the maintenance and repair of communication, radar, and sonar
equipment. After obtaining a computer science degree, he received
his Ph.D. from the University of Twente in Enschede, the
Netherlands, in 1994 on the subject of plasma etching in
microsystem technology. He continued working for one year as a
plasma researcher at in the university’s micromechanical
group. He currently works at IMEC in Leuven, Belgium, where he is
responsible for RF-MEMS-based technology.
Originally published in the conference
proceedings of the Third Round Table on Micro/Nano-Technologies for
Space, ESTEC (Noordwijk, NL), May 15-17, 2000
Acknowledgements
The authors thank Ann De Caussemaeker, Agnes
Verbist, and Rita Van Hoof for their help in processing the
devices.